Kenneth E. Hetlinger
Professional summary
Kenneth Edward Hetlinger was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Kenneth had worked at 7 firms, which includes BOLTON GLOBAL CAPITAL, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., MESIROW INVESTMENT SERVICES INC., MESIROW FINANCIAL INC., CINCINNATI ANALYSTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 1999 - January 4, 2000
BOLTON GLOBAL CAPITAL
September 19, 1997 - March 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 31, 1993 - July 24, 1996
CITIGROUP GLOBAL MARKETS INC.
October 9, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
December 22, 1986 - October 17, 1989
MESIROW INVESTMENT SERVICES, INC.
October 21, 1986 - January 6, 1987
MESIROW FINANCIAL, INC.
April 18, 1984 - October 28, 1986
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOLTON GLOBAL CAPITAL
CRD#: 15650 / SEC#: , 8-33222
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRENIER, RAYMOND GERARD | CHAIRMAN OF THE BOARD | 1404159 |
| BEALS, MATTHEW GEORGE | PRESIDENT AND CHIEF OPERATING OFFICER | 5157251 |
| CATALDO, JOHN GENNARO | CHIEF ADMINISTRATIVE AND LEGAL OFFICER | 5707721 |
| MAHLE, DAPHNE JANE | CHIEF COMPLIANCE OFFICER | 4367277 |
| PRESKENIS, STEVEN CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 4410822 |
| TARPEY, STEVEN R | CHIEF FINANCIAL OFFICER | 6640625 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
| Bond | 4 |
Red Flags
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