Wayne Joseph Conners
Professional Summary
Wayne Joseph Conners was a registered financial advisor. Wayne was a previously registered financial professional and started their career in finance 1984 - 1994. Wayne had worked at 7 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL ANALYSTS INCORPORATED | PACIFIC SOUTHWEST FINANCIAL AND INSURANCE SERVICES | KISTLER TIFFANY COMPANIES | GRAYHILL LTD. | FINANCIAL ADVISORY ASSOCIATES | CINCINNATI ANALYSTS, INC. | CINCINNATI ANALYSTS, INC | CAPITAL ANALYSTS, INCORPORATED | CAPITAL ANALYSTS OF TENNESSEE INC. | CAPITAL ANALYSTS OF NEW ENGLAND, INC.
Contact Information
Established
Delaware since 01/29/1968Firm Type
CorporationFiscal Year End
DecemberDirect owners and executive officers
Disclosures
Regulatory Event
7Civil Event
1Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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