Owen L. Schrum

SCHRUM PRIVATE WEALTH MANAGEMENT

St. Augustine, FL 32084

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CRD#: 1259777

Professional summary

Owen L Schrum, who also goes by Owen Lester Schrum III, Owen Lester Schrum, Owen L Schrum III Iii, is a registered financial advisor currently at SCHRUM PRIVATE WEALTH MANAGEMENT, LLC located in St. Augustine, Florida.

Owen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Owen has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Owen Lester Schrum Iii | Owen Lester Schrum | Owen L Schrum Iii Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GALLATIN VENTURES - LLC PUT IN PLACE TO ACQUIRE/BUILD A GENERAL INSURANCE AGENCY. IAR OF SPIRE WEALTH (SEC REG RIA) AND CONDUCING BUSINESS UNDER A DBA: FOUNDERS WEALTH. FOUNDERS WEALTH IS NOT A REGISTERED ENTITY. ADDITIONAL DBA (CAPITOL VIEW INVESTMENT PARTNERS) SET UP TO PROVIDE IAR SERVICES FOR CLIENTS INTRODUCED BY CPA FIRM. NO FEE ARRANGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Owen L Schrum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2021 - Present

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 3940 Lewis Speedway Suite 2201, St. Augustine, FL 32084

RIA

CRD#: 312164

St. Augustine, FL

Past

May 6, 2011 - October 29, 2021

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

ST. AUGUSTINE, FL

Past

May 6, 2011 - June 19, 2020

SPIRE SECURITIES, LLC

CRD#: 144131

ST AUGUSTINE, FL

Past

November 13, 2006 - May 12, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ST. AUGUSTINE, FL

Past

November 10, 2006 - May 12, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ST. AUGUSTINE, FL

Past

April 20, 1994 - November 13, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ST. AUGUSTINE, FL

Past

April 20, 1994 - November 13, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

ST. AUGUSTINE, FL

Past

March 3, 1989 - May 20, 1994

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

January 14, 1988 - April 15, 1989

BARNETT BOND SERVICE, INC.

CRD#: 20852

Past

April 14, 1987 - January 6, 1988

WACHOVIA SECURITIES, INC.

CRD#: 431

Past

January 17, 1985 - April 24, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

April 18, 1984 - January 1, 1985

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

ICARUS ADVISORS, LLC | SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 312164 / SEC#: 801-122172

RIA

Registered Investment Advisory firm - (8/30/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/18/2021)

IAR

North Carolina
(11/1/2021)

IAR

Texas
(8/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/1/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/6/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/14/1984

General Securities Representative Examination

Current Firm

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

ICARUS ADVISORS, LLC | SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 312164 / SEC#: 801-122172

RIA

Registered Investment Advisory firm - (8/30/2021 Approved)

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Contact information

Main Address

3940 Lewis Speedway Suite 2201, Saint Augustine, FL 32084

Mailing Address

Phone number

(904) 825-0422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SCHRUM PRIVATE WEALTH ADV 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	309
AUM (Assets Under Management)	$ 166,432,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Owen L. Schrum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Owen L Schrum's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE WEALTH MANAGEMENT, LLC

SPIRE SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

BARNETT INVESTMENTS, INC.

BARNETT BOND SERVICE, INC.

WACHOVIA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2005

Series 63

Date: 4/19/1984

Series 7TO

Date: 12/1/2022

SIE

Date: 10/1/2018

Series 31

Date: 9/6/2001

Series 7

Date: 4/14/1984

Current Firm

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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