Louise Sepulveda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louise Sepulveda, who also goes by Louise Byrnes, was a registered financial professional .
Louise is a previously registered financial professional and started their career in finance in 1987. Louise had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2014 - February 7, 2014
GREAT PACIFIC SECURITIES
March 10, 2000 - August 1, 2013
U.S. BANCORP ADVISORS, LLC
May 10, 1993 - January 7, 1999
VIPO SECURITIES
July 20, 1987 - June 1, 1988
PRINTON, KANE GOVERNMENT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GREAT PACIFIC SECURITIES
CRD#: 29251 / SEC#: , 8-44398
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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