John C. Hayward
Professional summary
John Christopher Hayward is a registered financial advisor currently at OSAIC WEALTH, INC. located in Sedona, Arizona.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. John has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 62, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Christopher Hayward's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2026 - Present
OSAIC WEALTH, INC.
Office #2: 8517 Excelsior Dr Suite 207, Madison, WI 53717June 1, 2009 - September 23, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 8, 1994 - September 23, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 30, 1989 - July 11, 1994
OSAIC FA, INC.
July 7, 1987 - February 15, 1989
NEW ENGLAND SECURITIES
May 22, 1987 - December 19, 1989
HORNOR, TOWNSEND & KENT, LLC
August 27, 1986 - May 16, 1989
PRUCO SECURITIES, LLC.
May 23, 1986 - July 11, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 22, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
May 16, 1986 - March 28, 1989
WFG SECURITIES CORPORATION
May 2, 1985 - December 19, 1989
HORNOR, TOWNSEND & KENT, LLC
April 19, 1984 - February 25, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/9/2026)
(4/8/2026)
Exams
Series 62
Date: 11/14/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.