Joel P. Gooch

GEMINI ESTATE PLAN LLC

Conroe, TX

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CRD#: 1259399

Professional summary

Joel Phillips Gooch is a registered financial advisor currently at GEMINI ESTATE PLAN LLC located in Conroe, Texas.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Joel has worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GEMINI ESTATE PLAN LLC; 3205 W DAVIS #B235, CONROE, TX 77304; RETIREMENT AND TAX PLANNING; INSURANCE AGENCY FOR FIXED PRODUCTS; POSITION: MGA; START DATE 1998; 80 HRS PER MONTH DEVOTED TO BUSINESS; 80 HRS PER MONTH DURING TRADING HOURS; COMMISSION COMPENSATION; NIR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Phillips Gooch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2009 - Present

GEMINI ESTATE PLAN LLC

RIA

CRD#: 148362

Conroe, TX

Past

March 17, 2006 - April 17, 2008

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

CONROE, TX

Past

June 8, 2000 - April 17, 2008

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CONROE, TX

Past

May 17, 1984 - September 14, 1984

HPI CORPORATION

CRD#: 14273

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/31/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/8/2000

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 4/7/1984

Direct Participation Programs Representative Examination

Current Firm

GEMINI ESTATE PLAN LLC

CRD#: 148362 / SEC#:

Texas

Registered Investment Advisory firm - (7/31/2009 Approved)

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Contact information

Main Address

Conroe, TX

Mailing Address

Phone number

(936) 443-3433

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Joel P. Gooch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Phillips Gooch's CRS (Customer Relationship Summary).

Certified licenses

Experience

GEMINI ESTATE PLAN LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

HPI CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/2008

Series 63

Date: 5/11/2000

Series 6

Date: 5/8/2000

Series 22

Date: 4/7/1984

Current Firm

GEMINI ESTATE PLAN LLC

Contact information

Documents

Red Flags

Company Information

GEMINI ESTATE PLAN LLC

TRUST BUT VERIFY

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