Richard D. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Dennett Wilson Jr, who also goes by Richard Dennett Wilson Jr, Richard Dennett Wilson, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2023 - September 24, 2024
P.J. ROBB VARIABLE, LLC
July 7, 2021 - March 25, 2022
INTEGRITY CAPITAL, LLC
October 13, 2017 - July 1, 2021
P.J. ROBB VARIABLE, LLC
June 23, 2009 - November 21, 2012
LPL FINANCIAL LLC
July 9, 2007 - March 26, 2009
LPL FINANCIAL LLC
September 21, 2006 - February 12, 2007
MML DISTRIBUTORS, LLC
April 1, 2006 - June 27, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
May 25, 2005 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
April 5, 2004 - April 29, 2005
HORNOR, TOWNSEND & KENT, LLC
March 29, 2004 - April 29, 2005
HORNOR, TOWNSEND & KENT, LLC
June 10, 2002 - November 7, 2003
NEW ENGLAND SECURITIES
August 21, 1995 - December 8, 2000
NEW ENGLAND SECURITIES
January 23, 1995 - May 12, 1995
IFMG SECURITIES, INC.
May 24, 1994 - January 20, 1995
NATHAN & LEWIS SECURITIES, INC.
February 26, 1992 - May 12, 1994
NEW ENGLAND SECURITIES
July 26, 1984 - April 17, 1990
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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