Jonathan D. Lyons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Dru Lyons, who also goes by Johnathan Dru Lyons, Jonathon Dru Lyons, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1984. Jonathan had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1996 - June 4, 1997
MEYERS POLLOCK ROBBINS, INC.
July 11, 1994 - May 24, 1995
FIRST CAMBRIDGE SECURITIES CORPORATION
May 3, 1994 - May 24, 1995
FIRST CAMBRIDGE SECURITIES CORPORATION
May 11, 1993 - March 18, 1994
DUKE & CO., INC.
February 28, 1992 - April 20, 1993
GRUNTAL & CO., L.L.C.
July 22, 1991 - February 28, 1992
LADENBURG THALMANN & CO. INC.
December 20, 1990 - July 30, 1991
LEHMAN BROTHERS INC.
October 17, 1990 - December 24, 1990
CIBC WORLD MARKETS CORP.
November 30, 1989 - November 8, 1990
R.H.DAMON & CO., INC.
October 9, 1989 - November 21, 1989
BRENNAN ROSS SECURITIES, INC.
October 26, 1984 - March 21, 1988
TRIPP & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEYERS POLLOCK ROBBINS, INC.
CRD#: 13436 / SEC#: , 8-11797
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
