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JL

Jonathan Dru Lyons

CRD# 1259190·Registered 1984 - 1997
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Dru Lyons, who also goes by Johnathan Dru Lyons, Jonathon Dru Lyons, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 1984 - 1997. Jonathan had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Johnathan Dru Lyons, Jonathon Dru Lyons

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
June 26, 1996 - June 4, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION·CRD# 21846
BD
July 11, 1994 - May 24, 1995
FIRST CAMBRIDGE SECURITIES CORPORATION·CRD# 21846
BD
New York, NY
May 3, 1994 - May 24, 1995
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
May 11, 1993 - March 18, 1994
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
February 28, 1992 - April 20, 1993
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
July 22, 1991 - February 28, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
December 20, 1990 - July 30, 1991
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
October 17, 1990 - December 24, 1990
R.H.DAMON & CO., INC.·CRD# 23091
BD
November 30, 1989 - November 8, 1990
BRENNAN ROSS SECURITIES, INC.·CRD# 18363
BD
October 9, 1989 - November 21, 1989
TRIPP & CO., INC.·CRD# 6967
BD
New York, NY
October 26, 1984 - March 21, 1988

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Current Firm

MP
MEYERS POLLOCK ROBBINS, INC.

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436 / SEC#: 8-11797
BD
Cancelled by SEC on 06/20/2001

Contact Information

Established

New York since 11/27/1963

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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