Steven R. Eyer

Some features on this profile are disabled

CRD#: 1259127

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Roy Eyer was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 1987, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE. 2. VF ASSOCIATES, INC DBA MAGIS FINANCIAL PARTNERS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, INSURANCE, STARTED 8/1977, VICE PRESIDENT, APX NUMBER OF HOURS PER WEEK: 18, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE. 3. DBA MAGIS FINANCIAL PARTNERS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 3/2021, VICE PRESIDENT, APX NUMBER OF HOURS: 35, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES THROUGH CETERA ADVISORS. 4. N/A, NOT INVESTMENT RELATED, 1671 PEMBROOK ROAD, MAPLE GLEN, PA 19002, REAL ESTATE, STARTED 1985, OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS., COLLECT RENT. 5. NAME OF OTHER BUSINESS: JARRETTOWN UNITED METHODIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: 1460 N LIMEKILN PIKE DRESHER PA 19025; NATURE OF BUSINESS: CHURCH; START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: FINANCE CHAIR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIAL WITH COMMITTEE, BUDGET AND OTHER FINANCIAL ISSUES;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2024 - May 29, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

WAYNE, PA

Past

October 3, 2016 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

WAYNE, PA

Past

October 3, 2016 - May 29, 2024

CETERA ADVISORS LLC

CRD#: 10299

WAYNE, PA

Past

December 11, 2008 - October 3, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

HORSHAM, PA

Past

December 11, 2008 - October 3, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

HORSHAM, PA

Past

March 12, 1998 - March 9, 2021

MAGIS FINANCIAL PARTNERS

RIA

CRD#: 121445

HORSHAM, PA

Past

June 9, 1992 - March 7, 2007

WHARTON EQUITY CORPORATION

CRD#: 10170

WAYNE, PA

Past

May 23, 1984 - September 2, 2008

RUTHERFORD, BROWN & CATHERWOOD, LLC

CRD#: 10306

WAYNE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven R. Eyer

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

MAGIS FINANCIAL PARTNERS

WHARTON EQUITY CORPORATION

RUTHERFORD, BROWN & CATHERWOOD, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/1998

Series 63

Date: 7/2/1984

SIE

Date: 10/1/2018

Series 7

Date: 5/19/1984

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors