Edward P. Mahaffy

CLIENTFIRST WEALTH MANAGEMENT

Little Rock, AR 72207

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CRD#: 1259126

Professional summary

Edward Price Mahaffy III, CFP®, ChFC® is a registered financial advisor currently at CLIENTFIRST WEALTH MANAGEMENT, LLC located in Little Rock, Arkansas and FIDUCIARY WEALTH MANAGEMENT, LLC located in Little Rock, Arkansas.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Edward has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 52, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME OF OBA: FIDUCIARY WEALTH MANAGEMENT, LLC ADDRESS OF OBA: LITTLE ROCK, AR, 72207 NATURE: RIA INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: 30% OWNER AND INVESTMENT ADVISER REPRESENTATIVE DUTIES: NONE START DATE: 2016 APPROX. NUMBER OF HOURS/MONTH: 1 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1 (2.) NAME OF OBA: EPM PRESS LLC; ADDRESS OF OBA: LITTLE ROCK, AR; NATURE: BOOK PUBLISHING AND DISTRIBUTION LLC; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: OWNER; DUTIES: NONE; START DATE: 2012; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: PIERCE-MCCART LLC; ADDRESS OF OBA: LITTLE ROCK, AR; NATURE: REAL ESTATE RENTAL PROPERTY; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: MANAGING MEMBER; DUTIES: INTERPHASE WITH THE PROPERTY MANAGER; START DATE: 2020; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Price Mahaffy III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

ChFC^®

Chartered Financial Consultant

Experience

Current

January 10, 2018 - Present

CLIENTFIRST WEALTH MANAGEMENT, LLC

Office #1: 1501 N. University Avenue Suite 715, Little Rock, AR 72207

RIA

CRD#: 120286

Little Rock, AR

Current

April 4, 2024 - Present

FIDUCIARY WEALTH MANAGEMENT, LLC

Office #1: 1501 North University Suite 715, Little Rock, AR 72207

RIA

CRD#: 284324

LITTLE ROCK, AR

Past

April 25, 2007 - December 31, 2017

CLIENTFIRST WEALTH MANAGEMENT, LLC

RIA

CRD#: 120286

LITTLE ROCK, AR

Past

April 24, 2002 - December 31, 2006

CLIENTFIRST WEALTH MANAGEMENT, LLC

RIA

CRD#: 120286

LITTLE ROCK, AR

Past

April 22, 2002 - December 31, 2002

CLIENTFIRST WEALTH MANAGEMENT, LLC

RIA

CRD#: 120286

LITTLE ROCK, AR

Past

December 5, 2001 - April 24, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

LITTLE ROCK, AR

Past

November 16, 2001 - April 24, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LITTLE ROCK, AR

Past

September 11, 1995 - November 12, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 3, 1984 - September 13, 1995

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLIENTFIRST WEALTH MANAGEMENT, LLC

ARKANSAS MUNI ADVANTAGE | PRICE ASSET MANAGEMENT | CLIENTFIRST WEALTH MANAGEMENT, LLC | CLIENTFIRST WEALTH MANAGEMENT | CLIENTFIRST ASSET MANAGEMENT

CRD#: 120286 / SEC#: 801-67589

RIA

Registered Investment Advisory firm - (3/26/2007 Approved)

Arkansas

Registered Investment Advisory firm - (7/10/2007 Terminated)

Nevada

Registered Investment Advisory firm - (11/24/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/10/2018)

IAR

Texas
(1/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/2/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/14/1984

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 12/8/1983

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/14/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/2001

General Securities Principal Examination

Current Firm

CLIENTFIRST WEALTH MANAGEMENT, LLC

ARKANSAS MUNI ADVANTAGE | PRICE ASSET MANAGEMENT | CLIENTFIRST WEALTH MANAGEMENT, LLC | CLIENTFIRST WEALTH MANAGEMENT | CLIENTFIRST ASSET MANAGEMENT

CRD#: 120286 / SEC#: 801-67589

RIA

Registered Investment Advisory firm - (3/26/2007 Approved)

Arkansas

Registered Investment Advisory firm - (7/10/2007 Terminated)

Nevada

Registered Investment Advisory firm - (11/24/2003 Terminated)

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Contact information

Main Address

1501 N. University Avenue Suite 715, Little Rock, AR 72207

Mailing Address

Phone number

(501) 603-0406

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

04 03 2025 CFW FORM ADV PART 2A AND 2B FINAL (4/3/2025)

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 264,742,747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward P. Mahaffy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Price Mahaffy III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY WEALTH MANAGEMENT, LLC

CLIENTFIRST WEALTH MANAGEMENT, LLC

CLIENTFIRST WEALTH MANAGEMENT, LLC

CLIENTFIRST WEALTH MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STEPHENS

Primary Firm SEC Registration

CLIENTFIRST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/1995

Series 63

Date: 4/6/1984

Series 3

Date: 3/2/1985

Series 7

Date: 4/14/1984

Series 52

Date: 12/8/1983

Series 53

Date: 9/14/2002

Series 24

Date: 9/10/2001

Current Firm

CLIENTFIRST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLIENTFIRST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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