Olusegun B. Matthews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Olusegun Bamidele Matthews, who also goes by O B Matthews, was a registered financial professional .
Olusegun is a previously registered financial professional and started their career in finance in 1984. Olusegun had worked at 10 firms and has passed the Series 63, Series 3, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2002 - February 6, 2012
COASTAL SECURITIES, INC.
October 3, 2000 - May 10, 2002
WELLS FARGO BROKERAGE SERVICES, L.L.C.
July 21, 2000 - September 20, 2000
AMHERST SECURITIES GROUP, L.P.
July 7, 2000 - July 20, 2000
SANDERS MORRIS LLC
November 1, 1999 - July 6, 2000
SPIRES FINANCIAL, L.P.
September 16, 1996 - October 29, 1999
WELLS FARGO CLEARING SERVICES, LLC
November 8, 1994 - September 20, 1996
MORGAN STANLEY DW INC.
June 7, 1988 - November 4, 1994
UBS FINANCIAL SERVICES INC.
July 18, 1984 - June 18, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 1984 - June 6, 1984
F.A. SCHULTZ & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/20/1988
Foreign Currency Options ExaminationCurrent Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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