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Olusegun Bamidele Matthews

CRD# 1259110·Registered 1984 - 2012
Previously Registered: Being a previously registered professional could mean that Olusegun is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Olusegun Bamidele Matthews, who also goes by O B Matthews, was a registered financial advisor. Olusegun was a previously registered financial professional and started their career in finance 1984 - 2012. Olusegun had worked at 10 firms and has passed the Series 63, Series 3, Series 15 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

O B Matthews

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

COASTAL SECURITIES, INC.·CRD# 27834
BD
Houston, TX
October 1, 2002 - February 6, 2012
WELLS FARGO BROKERAGE SERVICES, L.L.C.·CRD# 16100
BD
Minneapolis, MN
October 3, 2000 - May 10, 2002
AMHERST SECURITIES GROUP, L.P.·CRD# 31141
BD
Austin, TX
July 21, 2000 - September 20, 2000
SANDERS MORRIS LLC·CRD# 20580
BD
Houston, TX
July 7, 2000 - July 20, 2000
SPIRES FINANCIAL, L.P.·CRD# 38209
BD
Houston, TX
November 1, 1999 - July 6, 2000
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 16, 1996 - October 29, 1999
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
November 8, 1994 - September 20, 1996
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
June 7, 1988 - November 4, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 18, 1984 - June 18, 1988
F.A. SCHULTZ & COMPANY INC.·CRD# 14437
BD
May 30, 1984 - June 6, 1984

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Current Firm

CS
COASTAL SECURITIES, INC.

COASTAL SECURITIES CORPORATION | MASTER HOLDINGS, INC. | COASTAL SECURITIES, INC. | COASTAL SECURITIES LTD. | COASTAL SECURITIES L.P.

CRD#: 27834 / SEC#: 8-43227
BD
Terminated by SEC on 08/25/2017

Contact Information

Established

Delaware since 12/29/2006

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COASTAL FINANCIAL HOLDINGS, INC.HOLDING COMPANY—
CIOCCIA, JOHN DIEGOOPERATIONS MANAGER1663440
FOLK, BRIAN MCGEEPRESIDENT/CFO5314485
KOMAR, DERYLE ANNBOARD MEMBER800219
MELTON, JOHN CHRISTOPHER SRCHIEF COMPLIANCE OFFICER, BOARD1437290
SMITH, THOMAS JAMESEXECUTIVE VICE PRESIDENT2112158

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Mar 1989About the Series 3 exam

Series 15 — Foreign Currency Options Examination

Passed Oct 1988

Series 7 — General Securities Representative Examination

Passed May 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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