Peter Nicolas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Nicolas, CFA was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1984. Peter had worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2024 - August 6, 2024
PEACHTREE PC INVESTORS, LLC
December 18, 2018 - March 18, 2024
BLUEROCK CAPITAL MARKETS LLC
June 18, 2015 - November 21, 2016
MATRIX CAPITAL GROUP, INC.
July 28, 1997 - July 24, 2007
INVESCO CAPITAL MARKETS, INC.
March 22, 1995 - August 6, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 15, 1993 - March 16, 1995
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
February 25, 1992 - March 15, 1995
SIGNATOR INVESTORS, INC.
March 18, 1986 - June 19, 1987
PRUDENTIAL EQUITY GROUP, LLC
April 27, 1984 - May 9, 1985
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/18/2018
General Securities Representative ExaminationCurrent Firm
PEACHTREE PC INVESTORS, LLC
CRD#: 301004 / SEC#: , 8-70317
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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