Patrick A. Conway

FAIRPORT ADVISORS

Scottsdale, AZ 85255

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CRD#: 1258871

Professional summary

Patrick Anthony Conway is a registered financial advisor currently at FAIRPORT ADVISORS, INC. located in Scottsdale, Arizona and FAIRPORT CAPITAL, INC. located in Scottsdale, Arizona.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Patrick has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 22, Series 51, Series 26 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FAIRPORT ADVISORS,INC. A REGISTERED INVESTMENT ADVISOR. INVESTMENT RELATED. 15 HOURS/WEEK. 14358 N. FLW BLVD, SUITE B-14, SCOTTSDALE AZ President; FAIRPORT CAPITAL INC; investment related: Yes; Location: 9141 E Hidden Spur Trail, Scottsdale, AZ 85255; Description of the business: Broker/Dealer; Responsibilities Duties: Administrative; Start date with business: 1984-03-06; Hours devoted to business during trading hours: 20; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 100;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Anthony Conway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 1998 - Present

FAIRPORT ADVISORS, INC.

Office #1: 9141 E. Hidden Spur Trail, Scottsdale, AZ 85255

RIA

CRD#: 117177

Scottsdale, AZ

Current

September 7, 1984 - Present

FAIRPORT CAPITAL, INC.

Office #1: 9141 E. Hidden Spur Trail, Scottsdale, AZ 85255Office #2: 9141 E Hidden Spur Trail, Scottsdale, AZ 85255

CRD#: 15034

Scottsdale, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/13/2010)

Connecticut
(9/6/1984)

IAR

Connecticut
(8/6/1998)

Massachusetts
(11/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/17/1985

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 6/1/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/30/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/11/1985

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 39

Date: 7/2/1984

Direct Participation Programs Principal Examination

SRO Registrations

FINRA

Current Firm

FAIRPORT ADVISORS, INC.

FAIRPORT ADVISORS, INC. | FLEET WEALTH MANAGEMENT GROUP

CRD#: 117177 / SEC#:

Arizona

Registered Investment Advisory firm - (6/24/2022 Approved)

California

Registered Investment Advisory firm - (1/1/2020 Terminated)

Connecticut

Registered Investment Advisory firm - (8/6/1998 Approved)

Florida

Registered Investment Advisory firm - (11/21/2011 Approved)

Georgia

Registered Investment Advisory firm - (9/30/2025 Approved)

Louisiana

Registered Investment Advisory firm - (11/10/2004 Terminated)

Nevada

Registered Investment Advisory firm - (12/15/2012 Terminated)

New York

Registered Investment Advisory firm - (4/2/2007 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9141 E. Hidden Spur Trail, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 247-6874

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 54,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Patrick A. Conway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Anthony Conway's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAIRPORT CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/18/1984

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1988

Series 6

Date: 6/17/1985

Series 22

Date: 6/1/1984

Series 51

Date: 4/30/2004

Series 26

Date: 7/11/1985

Series 39

Date: 7/2/1984

FINRA

Current Firm

FAIRPORT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAIRPORT ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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