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JD

John Henry Dorin Jr

CRD# 1258639·Registered 1986 - 2019
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Henry Dorin JR, who also goes by Jack Dorin Jr, Jack Dorin, John Henry Dorin, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1986 - 2019. John had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Dorin Jr, Jack Dorin, John Henry Dorin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

KENNETH, JEROME & CO.,INC.·CRD# 15541
BD
Florham Park, NJ
January 5, 1999 - April 26, 2019
KENNETH, JEROME & CO.,INC.·CRD# 15541
BD
Florham Pk, NJ
October 28, 1991 - December 1, 1996
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
April 28, 1988 - September 20, 1988
DOLAN & PITCHER, INC.·CRD# 7657
BD
April 21, 1986 - May 1, 1987

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Current Firm

KJ
KENNETH, JEROME & CO.,INC.

KENNETH, JEROME & CO.,INC.

CRD#: 15541 / SEC#: 8-32361
BD
Terminated by SEC on 12/25/2023

Contact Information

Established

Delaware since 03/05/1984

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
KAPLON, ROBERT LEWISPRES-SROP-CROP- FINOP264206
OBRIEN, MARY ELIZABETHSEC/TRES-MP-CCO1070643

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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