William M. Larocco
Professional summary
William Mike Larocco, who also goes by Bill Larocco, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Ft. Lauderdale, Florida.
William is registered as a RR (Registered Representative) and started their career in finance in 1984. William has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Mike Larocco's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2013 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 2400 E. Commercial Blvd Ste. 1200, Ft. Lauderdale, FL 33308March 30, 2012 - August 30, 2013
BNY MELLON CAPITAL MARKETS, LLC
July 8, 2010 - April 3, 2012
PERSHING LLC
January 3, 2002 - May 21, 2010
RBC CAPITAL MARKETS, LLC
July 19, 1988 - January 16, 2002
TUCKER ANTHONY INCORPORATED
June 27, 1988 - July 19, 1988
TUCKER ANTHONY INCORPORATED
April 16, 1984 - July 27, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2021)
(8/30/2013)
Exams
FINRA
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
MULTI-BANK SECURITIES, INC.
CRD#: 22098Ft. Lauderdale, FL 33308TRUST BUT VERIFY
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