Gerald Rubin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Rubin, who also goes by Jerry Rubin, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1984. Gerald had worked at 18 firms and has passed the Series 65, Series 66, Series 63 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2010 - December 31, 2019
THE DIVIDEND-OPTION STRATEGIST, LLC
May 9, 2006 - February 13, 2007
G-2 TRADING,LLC
September 18, 2003 - May 9, 2005
ICBA SECURITIES
June 24, 2002 - May 9, 2005
VINING-SPARKS IBG, LLC
September 11, 2001 - June 26, 2002
CONTINENTAL BROKER-DEALER CORP.
August 25, 2000 - May 25, 2001
ADVEST, INC.
July 22, 1999 - July 24, 2000
RBC CAPITAL MARKETS, LLC
January 1, 1998 - July 13, 1999
NEWEDGE USA, LLC
April 1, 1997 - October 7, 1997
CANTOR FITZGERALD & CO.
December 14, 1995 - April 2, 1997
RAYMOND JAMES & ASSOCIATES, INC.
February 24, 1993 - September 19, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
June 5, 1992 - February 26, 1993
WELLS FARGO CLEARING SERVICES, LLC
April 7, 1992 - May 18, 1992
RYAN BECK & CO.
May 17, 1990 - March 25, 1991
MF GLOBAL INC.
October 11, 1989 - February 22, 1990
CIBC WORLD MARKETS CORP.
July 28, 1988 - January 24, 1989
BURNS FRY INC
April 2, 1986 - July 14, 1986
L. F. ROTHSCHILD & CO. INCORPORATED
May 8, 1984 - April 19, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE DIVIDEND-OPTION STRATEGIST, LLC
CRD#: 155497 / SEC#:
Contact information
Red Flags
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