Barry K. Hatton

THE HATTON FINANCIAL GROUP

Panama City Beach, FL

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CRD#: 1258293

Professional summary

Barry Keith Hatton is a registered financial advisor currently at THE HATTON FINANCIAL GROUP, LLC located in Panama City Beach, Florida.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Barry has worked at 5 firms and has passed the Series 63, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Keith Hatton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 1987 - Present

THE HATTON FINANCIAL GROUP, LLC

RIA

CRD#: 111349

Panama City Beach, FL

Past

August 4, 2004 - December 31, 2007

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

FREDERICKSBURG, VA

Past

September 15, 2003 - July 22, 2004

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

ENGLEWOOD, CO

Past

April 14, 1992 - October 8, 2003

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

April 19, 1984 - April 8, 1992

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(9/1/1987)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/15/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/14/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 10/23/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/1995

General Securities Principal Examination

Current Firm

THE HATTON FINANCIAL GROUP, LLC

CRD#: 111349 / SEC#:

Virginia

Registered Investment Advisory firm - (8/25/1987 Approved)

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Contact information

Main Address

Freeport, FL

Mailing Address

8401 Maryland Dr. Suite S, Richmond, VA 23294

Phone number

(540) 840-0252

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Barry K. Hatton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Keith Hatton's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE HATTON FINANCIAL GROUP, LLC

INVESTORS SECURITY COMPANY, INC.

GENEOS WEALTH MANAGEMENT, INC.

CETERA ADVISORS LLC

FORTH FINANCIAL SECURITIES, CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 6/15/1984

Series 7

Date: 4/14/1984

Series 51

Date: 10/23/2003

Series 24

Date: 10/26/1995

Current Firm

THE HATTON FINANCIAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

THE HATTON FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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