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Gary L. Hicklin
LIFETIME FINANCIAL
Newport Beach, CA 92660
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CRD#: 1258120
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Professional summary
Gary Leonard Hicklin is a registered financial advisor currently at LIFETIME FINANCIAL, INC. located in Newport Beach, California.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Gary has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Name of the other business: Gary Hicklin, Self Employed
Investment Related?: Yes
Address of other business: 1177 Marsh Street Suite 200 San Luis Obispo, CA 93401
Nature of other business: Life and Annuity Insurance Sales
Your position: Agent
Start Date: 09/2010
How many hours you devote to the other business per month: 60
How many hours you devote to the other business during securities trading hours: 10
Briefly describe your duties: Independent Life Insurance and Annuity Sales Agent
The Name of the other business: County of San Luis Obispo California
Investment Related?: No
Address of other business: 976 Osos Street, Room 400, San Luis Obispo, CA 93408
Nature of other business: Information Technology
Your position: Supervisor Information Technology
Start Date: 09/2001
How many hours you devote to the other business per month: 160
How many hours you devote to the other business during securities trading hours: 30
Briefly describe your duties: Supervision of information technology staff
CRS (Client Relationship Summary) - RIA
Click below to view Gary Leonard Hicklin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2019 - Present
LIFETIME FINANCIAL, INC.
Office #1: 260 Newport Center Dr Ste 100, Newport Beach, CA 92660RIA
CRD#: 161124
Newport Beach, CA
Past
October 23, 2015 - July 8, 2019
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
San Luis Obispo, CA
Past
June 22, 1984 - September 27, 1985
PFS INVESTMENTS INC.
BD
CRD#: 10111
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/8/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
LF
LIFETIME FINANCIAL, INC.
LIFETIME FINANCIAL, INC. | LIFETIME PARADIGM, INC.
CRD#: 161124 / SEC#:
Arizona
Registered Investment Advisory firm - (6/14/2024 Approved)California
Registered Investment Advisory firm - (4/25/2012 Approved)Hawaii
Registered Investment Advisory firm - (3/12/2020 Approved)North Carolina
Registered Investment Advisory firm - (5/5/2025 Terminated)Utah
Registered Investment Advisory firm - (6/12/2018 Approved)Washington
Registered Investment Advisory firm - (1/5/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
260 Newport Center Dr Ste 100, Newport Beach, CA 92660
Mailing Address
280 S Lemon Ave #135, Walnut, CA 91788
Phone number
(800) 810-1736
Established
Firm type
Fiscal year end
# of Employees
7
Regulatory assets under management
| Total Number of Accounts | 313 |
| AUM (Assets Under Management) | $ 49,075,182 |
Red Flags
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