Jeanne A. Bradfordodorico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanne Ann Bradfordodorico was a registered financial professional .
Jeanne is a previously registered financial professional and started their career in finance in 1984. Jeanne had worked at 9 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2005 - September 16, 2021
DB WEALTH MANAGEMENT GROUP, LLC
December 31, 1997 - March 7, 2016
LPL FINANCIAL LLC
February 16, 1996 - September 11, 2021
LPL FINANCIAL LLC
March 13, 1991 - February 27, 1996
MONY SECURITIES CORPORATION
July 5, 1990 - February 13, 1991
FIRST INTERSTATE INVESTMENTS,INC.
May 18, 1987 - June 27, 1990
GAF FINANCIAL AND INSURANCE SERVICES
December 24, 1986 - November 28, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
November 25, 1986 - June 27, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
July 10, 1986 - December 24, 1986
AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.
April 24, 1984 - December 3, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
April 24, 1984 - November 28, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DB WEALTH MANAGEMENT GROUP, LLC
CRD#: 135317 / SEC#: 801-110019
Contact information
Regulatory assets under management
| Total Number of Accounts | 283 |
| AUM (Assets Under Management) | $ 213,356,209 |
Red Flags
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