Douglas E. Obey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Edward Obey was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1984. Douglas had worked at 11 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2010 - March 26, 2019
KARMA ADVISORS
December 20, 2005 - September 1, 2009
QUESTAR ASSET MANAGEMENT, INC.
July 27, 2005 - December 14, 2005
QUESTAR ASSET MANAGEMENT, INC.
July 15, 2005 - September 1, 2009
QUESTAR CAPITAL CORPORATION
August 4, 1998 - July 21, 2005
FSC SECURITIES CORPORATION
March 31, 1997 - August 3, 1998
SII INVESTMENTS, INC.
September 19, 1994 - March 20, 1995
FIDELITY EQUITY SERVICES CORPORATION
April 14, 1994 - December 16, 2005
CONSOLIDATED PLANNING
April 5, 1994 - March 27, 1997
MARINER FINANCIAL SERVICES, INC.
August 16, 1990 - March 10, 1994
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 20, 1989 - July 2, 1990
INVESTACORP, INC.
June 5, 1984 - April 4, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KARMA ADVISORS
CRD#: 154357 / SEC#:
Contact information
Red Flags
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