Wayne B. Weaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Brown Weaver, who also goes by Brownie Weaver, was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1984. Wayne had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - February 23, 2016
KOVACK SECURITIES INC.
March 23, 2005 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
January 1, 2004 - March 31, 2005
CETERA FINANCIAL SPECIALISTS LLC
December 20, 2002 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
October 1, 1997 - November 6, 2002
OSAIC FS, INC.
May 31, 1986 - December 31, 1987
CONSECO FINANCIAL SERVICES, INC.
April 2, 1986 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
July 2, 1984 - March 12, 1986
FORTH FINANCIAL SECURITIES, CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
