Philip G. Haught
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Gary Haught was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1984. Philip had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - November 24, 2021
AMERITAS ADVISORY SERVICES, LLC
June 30, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
June 30, 2006 - November 29, 2021
AMERITAS INVESTMENT COMPANY, LLC
June 7, 2000 - June 30, 2006
CARILLON INVESTMENTS, INC.
June 7, 2000 - June 30, 2006
CARILLON INVESTMENTS, INC.
July 12, 1984 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
July 12, 1984 - June 9, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 12, 1984 - June 9, 2000
OSAIC FA, INC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
