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Melvin Conway

CRD# 1257697·Registered 1988 - 2004
Previously Registered: Being a previously registered professional could mean that Melvin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Melvin Conway was a registered financial advisor. Melvin was a previously registered financial advisor and started their career in finance 1988 - 2004. Melvin had worked at 5 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

LEGEND ADVISORY, LLC·CRD# 104761
RIA
West Monroe, LA
December 10, 2002 - March 17, 2004
LEGEND EQUITIES CORPORATION·CRD# 30999
BD
Palm Beach Gardens, FL
May 17, 2002 - March 17, 2004
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
February 1, 2001 - May 29, 2002
MEDALLION EQUITIES, INC.·CRD# 43399
BD
Marietta, GA
October 28, 1998 - December 6, 2000
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
April 19, 1996 - April 2, 1998
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
November 3, 1988 - March 16, 1995

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Current Firm

LA
LEGEND ADVISORY, LLC

FREEMARK INVESTMENT MANAGEMENT | THE LINCOLN INVESTMENT COMPANIES | THE LEGEND GROUP | LEGEND ADVISORY, LLC | LEGEND ADVISORY CORPORATION | LEGEND ADVISORY CORP | LEGEND ADVISORY

CRD#: 104761 / SEC#: 801-13887

Contact Information

Main Address

4600 East Park Drive Suite 300, Palm Beach Gardens, FL 33410-4258

Documents

Latest Form ADV

Part 2 Brochures

LEGEND ADVISORY, LLC FORM ADV PART 2A BROCHURE (3/29/2019)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1988About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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