Melvin Conway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Conway was a registered financial advisor .
Melvin is a previously registered financial advisor and started their career in finance in 1988. Melvin had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2002 - March 17, 2004
LEGEND ADVISORY, LLC
May 17, 2002 - March 17, 2004
LEGEND EQUITIES CORPORATION
February 1, 2001 - May 29, 2002
EQUITY SERVICES, INC.
October 28, 1998 - December 6, 2000
MEDALLION EQUITIES, INC.
April 19, 1996 - April 2, 1998
PFS INVESTMENTS INC.
November 3, 1988 - March 16, 1995
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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