Mark J. Winer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Jay Winer was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 1997 - December 20, 2013
EAST SHORE PARTNERS, INC.
July 31, 1993 - March 6, 1997
CITIGROUP GLOBAL MARKETS INC.
April 24, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
June 20, 1984 - April 24, 1989
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAST SHORE PARTNERS, INC.
CRD#: 28999 / SEC#: , 8-44039
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
