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JH

John T. Harrington

DUCERE WEALTH MANAGEMENT
NEWPORT BEACH, CA 92660
Some features on this profile are disabled
CRD#: 1257672
JH

Professional summary

John Thomas Harrington is a registered financial advisor currently at DUCERE WEALTH MANAGEMENT located in Newport Beach, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. John has worked at 7 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Harrington's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2026 - Present

DUCERE WEALTH MANAGEMENT

Office #1: 1401 Dove Street Suite 630, Newport Beach, CA 92660
RIA
CRD#: 337471
NEWPORT BEACH, CA
Past

March 10, 2023 - April 6, 2026

FAIRBANKS CAPITAL MANAGEMENT, INC.

RIA
CRD#: 107650
RANCHO SANTA FE, CA
Past

November 3, 2020 - February 28, 2023

BAKER TILLY WEALTH MANAGEMENT, LLC

RIA
CRD#: 167811
IRVINE, CA
Past

December 18, 2018 - December 22, 2020

SQUAR MILNER FINANCIAL SERVICES, LLC

RIA
CRD#: 112483
IRVINE, CA
Past

January 28, 2014 - December 17, 2018

PRIVATE ASSET MANAGEMENT INC

RIA
CRD#: 106598
SAN DIEGO, CA
Past

May 26, 1988 - December 5, 1989

CALFED INVESTORS

BD
CRD#: 16123
Past

April 18, 1984 - December 17, 1986

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/1/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/27/2014
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/14/1984
General Securities Representative Examination

Current Firm

DW
DUCERE WEALTH MANAGEMENT
DUCERE WEALTH MANAGEMENT | DUCERE WEALTH MANAGEMENT, LLC

CRD#: 337471 / SEC#: 801-133896

RIA
Registered Investment Advisory firm - (7/17/2025 120-Day Approval)
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Contact information

Main Address
1401 Dove Street Suite 630, Newport Beach, CA 92660
Mailing Address
Phone number
(714) 393-0959
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DUCERE WEALTH MANAGEMENT PART 2A (2/19/2026)

Regulatory assets under management

Total Number of Accounts478
AUM (Assets Under Management)$ 503,790,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DUCERE WEALTH MANAGEMENT

CRD#: 337471Newport Beach, CA 92660

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