Lew D. Frichette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lew Darrold Frichette was a registered financial professional .
Lew is a previously registered financial professional and started their career in finance in 1984. Lew had worked at 11 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1998 - July 6, 1999
BERKSHIRE EQUITY SALES, INC.
May 22, 1997 - April 17, 1998
MORGAN STANLEY DW INC.
July 17, 1995 - January 29, 1996
ARROW RESOURCES, INC.
October 8, 1993 - July 7, 1994
CAMBRIDGE FINANCIAL CORPORATION
May 4, 1993 - August 20, 1993
TEXAKOMA FINANCIAL, INC.
August 24, 1988 - February 27, 1991
WFG INVESTMENTS, INC.
February 15, 1988 - August 31, 1988
LEHMAN BROTHERS INC.
December 11, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
May 21, 1986 - December 10, 1987
CITIGROUP GLOBAL MARKETS INC.
May 8, 1985 - August 19, 1985
HILLTOP SECURITIES INC.
April 18, 1984 - May 9, 1984
CONTISECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERKSHIRE EQUITY SALES, INC.
CRD#: 87 / SEC#: , 8-13936
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERKSHIRE LIFE INSURANCE COMPANY | BERKSHIRE LIFE IS A MUTUAL LIFE INSURANCE COMPANY OWNED BY ITS POLICYHOLDERS. | |
| CUSSON, CRAIG VINCENT | VICE PRESIDENT | 818642 |
| GLASS, HENRY WILLIAM JR | DIRECTOR/TREASURER | 1479968 |
| KALIB, DAVID LEONARD | VICE PRESIDENT, GENERAL COUNSEL, SECRETARY & CLERK | 263378 |
| OBERT, WILLIAM ALAN | ASSISTANT TREASUER | 3261932 |
| ROTENBERG, LAURA HARRIS | COMPLIANCE OFFICER | 2786157 |
| VOLKMAN, KARL FREDERICK | PRESIDENT/DIRECTOR | 1030925 |
| ZILINSKI, JAMES WILLIAM | DIRECTOR | 1472972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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