Tracy D. Taylor

LINK SECURITIES LLC

Scottsdale, AZ 85255

Some features on this profile are disabled

CRD#: 1257628

Professional summary

Tracy Donald Taylor is a registered financial professional currently at LINK SECURITIES LLC located in Scottsdale, Arizona and TAG WEALTH MANAGEMENT, LLC located in Phoenix, Arizona.

Tracy is registered as a RR (Registered Representative) and started their career in finance in 1995. Tracy has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tracy Donald Taylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2011 - Present

LINK SECURITIES LLC

Office #1: 17767 N Scottsdale Road Suite 300, Scottsdale, AZ 85255

CRD#: 144095

Scottsdale, AZ

Current

April 1, 2014 - Present

TAG WEALTH MANAGEMENT, LLC

Office #1: 20815 N Cave Creek Road, Phoenix, AZ 85024

CRD#: 1357

Phoenix, AZ

Current

October 15, 2019 - Present

SILICON VALLEY PARTNERS LLC

Office #1: 5458 E Cholla Street, Scottsdale, AZ 85254

CRD#: 153909

Scottsdale, AZ

Current

April 3, 2023 - Present

MANORHAVEN CAPITAL LLC

Office #1: 120 Wall Street 25th Floor, New York, NY 10005

CRD#: 44965

New York, NY

Past

January 16, 2020 - January 27, 2020

CKS SECURITIES LLC

CRD#: 149837

SCOTTSDALE, AZ

Past

August 21, 2019 - December 31, 2019

CKS SECURITIES LLC

CRD#: 149837

SCOTTSDALE, AZ

Past

January 13, 2016 - December 26, 2017

SCF SECURITIES, INC.

CRD#: 47275

FRESNO, CA

Past

March 6, 2014 - December 4, 2014

CKS SECURITIES LLC

CRD#: 149837

SCOTTSDALE, AZ

Past

October 1, 2012 - April 11, 2013

SCF SECURITIES, INC.

CRD#: 47275

FRESNO, CA

Past

November 26, 2010 - October 2, 2012

TAG WEALTH MANAGEMENT, LLC

CRD#: 1357

PHOENIX, AZ

Past

October 1, 2007 - December 31, 2009

WALTON SECURITIES, INC.

CRD#: 143763

PHOENIX, AZ

Past

January 9, 2006 - December 20, 2006

GARDEN STATE SECURITIES, INC.

CRD#: 10083

RED BANK, NJ

Past

May 5, 2004 - December 31, 2005

AMERICAN NETWORK SECURITIES CORP.

CRD#: 13750

SUN CITY, AZ

Past

June 7, 2001 - January 21, 2004

CUE FINANCIAL GROUP, INC.

CRD#: 21033

PHOENIX, AZ

Past

November 13, 1998 - July 21, 1999

AVALON PARTNERS, INC.

CRD#: 41357

NEW YORK, NY

Past

July 25, 1995 - September 15, 1998

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/21/2014)

Indiana
(8/22/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/24/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 12/20/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/18/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MANORHAVEN CAPITAL LLC

BENGAL PARTNERS LLC | MANORHAVEN CAPITAL LLC

CRD#: 44965 / SEC#: , 8-50911

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

120 Wall Street 25th Floor, New York, NY 10005

Mailing Address

120 Wall Street 25th Floor, New York, NY 10005

Phone number

(646) 230-1050

Established

Delaware since 03/04/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MANORHAVEN HOLDINGS, LLC	OWNER
FULVIO, GENNARO JOHN	FINOP & FINANCIAL OFFICER	2435828
MARANS, ZACHARY	PRESIDENT & CEO	5946567
TAYLOR, TRACY DONALD	CHIEF COMPLIANCE OFFICER	1257628

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tracy D. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tracy Donald Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAG WEALTH MANAGEMENT, LLC

SILICON VALLEY PARTNERS LLC

MANORHAVEN CAPITAL LLC

CKS SECURITIES LLC

CKS SECURITIES LLC

SCF SECURITIES, INC.

CKS SECURITIES LLC

SCF SECURITIES, INC.

TAG WEALTH MANAGEMENT, LLC

WALTON SECURITIES, INC.

GARDEN STATE SECURITIES, INC.

AMERICAN NETWORK SECURITIES CORP.

CUE FINANCIAL GROUP, INC.

AVALON PARTNERS, INC.

H.J. MEYERS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/1996

Series 63

Date: 7/7/1995

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/24/1995

Series 14

Date: 1/2/2023

Series 4

Date: 12/20/1996

Series 24

Date: 9/18/1995

FINRA

Current Firm

MANORHAVEN CAPITAL LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MANORHAVEN CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors