Earl B. Winthrop

WINTHROP WEALTH | President and Founder

BOSTON, MA 02116-5168

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CRD#: 1257625

Professional summary

Earl Bryan Winthrop, AIF®, who also goes by Earl Bryan Winthrop, Aif, Earl B Winthrop, is a registered financial advisor currently at WINTHROP WEALTH located in Boston, Massachusetts.

Earl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Earl has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6, Series 22 and Series 26 exams.

Question & Answer

What are your service offerings?

Institutional consulting

Trust & estate planning

Philanthropic services

Loans/credit services

Financial planning

Insurance

Trading individual securities

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Earl Bryan Winthrop, Aif | Earl B Winthrop

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

11/2/2000 - Winthrop Investment Mgmt LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Tax purposes only. 2/14/2020 - DCFAF CF, LLC - Not Investment Related - Location/Address: N/A (No services provided) - Business Entity For Tax/Investment Purposes Only - Started 09/20/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 2/14/2020 - CW Co-Invest, LLC - Not Investment Related - Location/Address: N/A - Business Entity For Tax/Investment Purposes Only - Started 09/13/2019 - 1 Hour Per Month/0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Earl Bryan Winthrop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 16, 2017 - Present

WINTHROP WEALTH

Office #1: 321 Columbus Ave 3rd Fl, Boston, MA 02116-5168

RIA

CRD#: 288178

BOSTON, MA

Past

April 20, 1994 - January 8, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

WESTBOROUGH, MA

Past

November 9, 1993 - January 8, 2025

LPL FINANCIAL LLC

CRD#: 6413

WESTBOROUGH, MA

Past

June 30, 1992 - March 29, 1993

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 30, 1990 - July 17, 1992

CANTON SECURITIES, INC.

CRD#: 24680

Past

December 16, 1989 - October 18, 1990

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 18, 1985 - December 16, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

December 19, 1984 - August 5, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINTHROP WEALTH

CRD#: 288178 / SEC#: 801-110461

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/11/2017)

IAR

Texas
(5/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 1/21/1997

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 11/29/1993

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 5/24/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/4/2002

Investment Company Products/Variable Contracts Principal Examination

Current Firm

WINTHROP WEALTH

CRD#: 288178 / SEC#: 801-110461

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

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Contact information

Main Address

321 Columbus Ave 3rd Fl, Boston, MA 02116-5168

Mailing Address

Phone number

(617) 530-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR WINTHROP ADVISORY GROUP, LLC (3/21/2025)

WRAP FEE BROCHURE FOR WINTHROP ADVISORY GROUP, LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	3,872
AUM (Assets Under Management)	$ 2,600,886,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Earl B. Winthrop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Earl Bryan Winthrop's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CANTON SECURITIES, INC.

LPL FINANCIAL LLC

LINSCO FINANCIAL GROUP, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

WINTHROP WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/1995

Series 63

Date: 11/19/1985

SIE

Date: 10/1/2018

Series 62

Date: 1/21/1997

Series 6

Date: 11/29/1993

Series 22

Date: 5/24/1984

Series 26

Date: 2/4/2002

Current Firm

WINTHROP WEALTH

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINTHROP WEALTH

TRUST BUT VERIFY

Contact information

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