Gregory Milton Sloan, CHFC, CLU | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Milton Sloan, ChFC®, CLU®, who also goes by Greg Sloan, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1984. Gregory had worked at 10 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Greg Sloan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Past

September 23, 2020 - August 29, 2022

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

Sarasota, FL

Past

November 9, 2000 - June 5, 2001

OAK BROOK SECURITIES CORP.

BD

CRD#: 16886

OAKBROOK TERRACE, IL

Past

October 13, 1999 - December 22, 1999

HORNOR, TOWNSEND & KENT, LLC

BD

CRD#: 4031

CONSHOHOCKEN, PA

Past

August 29, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD

CRD#: 680

NEWARK, NJ

Past

August 29, 1991 - October 12, 1999

PRUCO SECURITIES, LLC.

BD

CRD#: 5685

NEWARK, NJ

Past

February 15, 1991 - March 13, 1991

LISS FINANCIAL SERVICES

BD

CRD#: 21950

MILWAUKEE, WI

Past

March 30, 1989 - February 13, 1991

ST. GERMAINE SECURITIES COMPANY

BD

CRD#: 16532

Past

August 23, 1988 - March 20, 1989

ANCHOR EQUITY GROUP, INCORPORATED

BD

CRD#: 13656

Past

July 28, 1988 - August 22, 1988

INTERNATIONAL SECURITIES CONSULTANTS, INC.

BD

CRD#: 22106

Past

December 28, 1984 - November 17, 1987

INVESTACORP, INC.

BD

CRD#: 7684

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WW

WEALTH WATCH ADVISORS, INC

CRD#: 172002 / SEC#: 801-96180

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 2/26/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 7

Date: 6/16/1984

General Securities Representative Examination

Current Firm

WW

WEALTH WATCH ADVISORS, INC

CRD#: 172002 / SEC#: 801-96180

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

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Contact information

Main Address

S Valley Hwy 8310, Englewood, CO 80112

Mailing Address

Phone number

(855) 822-3708

Established

Firm type

Fiscal year end

# of Employees

54

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,556
AUM (Assets Under Management)	$ 473,650,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory M. Sloan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEALTH WATCH ADVISORS, INC

OAK BROOK SECURITIES CORP.

HORNOR, TOWNSEND & KENT, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

LISS FINANCIAL SERVICES

ST. GERMAINE SECURITIES COMPANY

ANCHOR EQUITY GROUP, INCORPORATED

INTERNATIONAL SECURITIES CONSULTANTS, INC.

INVESTACORP, INC.

Primary Firm SEC Registration

WEALTH WATCH ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/1986

Series 7

Date: 6/16/1984

Current Firm

WEALTH WATCH ADVISORS, INC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH WATCH ADVISORS, INC

TRUST BUT VERIFY

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