James H. Wilford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Hardy Wilford, who also goes by Jim Wilford, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2017 - October 5, 2020
280 SECURITIES LLC
March 28, 1994 - September 16, 2015
PIPER SANDLER & CO.
April 22, 1991 - March 23, 1994
WELLS FARGO CLEARING SERVICES, LLC
May 4, 1990 - November 24, 1990
BENAROYA SECURITIES COMPANY
February 27, 1989 - May 4, 1990
LEHMAN BROTHERS INC.
April 18, 1984 - March 4, 1989
FOSTER & MARSHALL INC.
State Registrations and Notice Filings
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Exams
Current Firm
280 SECURITIES LLC
CRD#: 284939 / SEC#: , 8-69819
Contact information
Documents
Red Flags
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