Patrick C. Pascal
Professional summary
Patrick Carme Pascal is a registered financial advisor currently at CHELSEA MANAGEMENT COMPANY located in Woodland Hills, California.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Patrick has worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Carme Pascal's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2017 - Present
CHELSEA MANAGEMENT COMPANY
Office #1: 5855 Topanga Canyon Blvd. Suite 205, Woodland Hills, CA 91367March 11, 2009 - August 22, 2011
DTF MANAGEMENT LLC
December 6, 2000 - December 31, 2008
DTF MANAGEMENT LLC
January 4, 1993 - November 20, 2002
PATRICK PASCAL TRADING CO.
July 26, 1984 - February 17, 1990
CROWELL, WEEDON & CO.
Primary Firm SEC Registration
CHELSEA MANAGEMENT COMPANY
CRD#: 110399 / SEC#: 801-7333
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/27/2017)
Exams
Series 55
Date: 6/11/2001
Limited Representative-Equity Trader ExamSeries 28
Date: 4/6/1992
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CHELSEA MANAGEMENT COMPANY
CRD#: 110399 / SEC#: 801-7333
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 223 |
| AUM (Assets Under Management) | $ 497,008,301 |
Red Flags
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