Robert B. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Blake Murphy was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 17 firms and has passed the Series 65, Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2024 - December 2, 2025
EDLY ADVISORS
March 11, 2021 - December 31, 2023
EDLY
August 22, 2018 - April 22, 2020
PLP CAPITAL
September 26, 2017 - April 10, 2018
OLDFIELD CAPITAL GROUP LLC
January 19, 2017 - July 5, 2017
FIRST EMPIRE SECURITIES, INC.
February 26, 2016 - January 18, 2017
ECOBAN SECURITIES CORPORATION
July 21, 2014 - February 3, 2015
MAREX CAPITAL MARKETS INC.
October 17, 2013 - July 15, 2014
SEAPORT GLOBAL SECURITIES LLC
January 27, 2012 - July 16, 2013
DRIVEWEALTH INSTITUTIONAL LLC
September 20, 2010 - October 3, 2011
COHEN & COMPANY CAPITAL MARKETS, LLC
December 9, 2008 - October 4, 2010
COHEN & COMPANY SECURITIES, LLC
September 19, 2006 - September 17, 2008
LEHMAN BROTHERS INC.
July 24, 2003 - September 18, 2006
FORTIS SECURITIES LLC
March 30, 2001 - July 1, 2003
ROTHSCHILD & CO US INC.
July 7, 1992 - February 28, 2001
J.P. MORGAN SECURITIES LLC
July 18, 1990 - July 21, 1992
MEESPIERSON INVESTMENT FINANCE (U.S.) INC.
February 21, 1990 - April 23, 1990
FORTIS CAPITAL INVESTMENTS INC.
February 14, 1985 - February 17, 1990
J.P. MORGAN SECURITIES LLC
May 22, 1984 - December 28, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/10/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/10/2024
Investment Banking Registered Representative ExaminationCurrent Firm
EDLY ADVISORS
CRD#: 328677 / SEC#: 801-129144
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 19,833,791 |
Red Flags
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