Janet M. Kanzig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Mcnider Kanzig, who also goes by Jan Sailor, Janet M Sailor, Janet Sailor, Janet Mcnider Stanisha, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1987. Janet had worked at 15 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - October 22, 2012
DEUTSCHE BANK SECURITIES INC.
December 1, 2008 - January 3, 2012
DB SECURITIES SERVICES NJ INC.
February 6, 2007 - October 7, 2008
FIDELITY BROKERAGE SERVICES LLC
April 17, 2006 - November 30, 2006
LPL FINANCIAL LLC
October 21, 2002 - August 19, 2005
COUNTRYWIDE SECURITIES CORPORATION
August 31, 2001 - March 6, 2002
MORGAN STANLEY DW INC.
October 12, 2000 - June 6, 2001
CANTELLA & CO., INC.
August 30, 2000 - October 16, 2000
JWGENESIS SECURITIES, INC.
November 7, 1995 - July 17, 2000
TD AMERITRADE, INC.
November 22, 1994 - July 9, 1997
AMERICAN INVESTORS COMPANY
December 21, 1993 - June 6, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
November 16, 1992 - June 10, 1993
FIRST UNION BROKERAGE SERVICES, INC.
January 17, 1991 - April 23, 1992
SCOTT & STRINGFELLOW, INC.
February 5, 1990 - April 3, 1990
PRUDENTIAL EQUITY GROUP, LLC
August 30, 1989 - February 8, 1990
LEHMAN BROTHERS INC.
April 3, 1989 - August 7, 1989
MORGAN STANLEY DW INC.
February 28, 1989 - April 18, 1989
PRUDENTIAL EQUITY GROUP, LLC
July 7, 1988 - February 28, 1989
MORGAN STANLEY DW INC.
December 16, 1987 - April 18, 1989
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
DEUTSCHE BANK SECURITIES INC.
CRD#: 2525 / SEC#: 801-9638, 8-17822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/17/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DEUTSCHE BANK SECURITIES INC.
CRD#: 2525 / SEC#: 801-9638, 8-17822
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | STOCKHOLDER | |
| LEONARD, CHRISTOPHER | CHIEF EXECUTIVE OFFICER & PRESIDENT | 5748580 |
| MASSARO, TIBERIO | DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | 1847137 |
| NAPPER, GLEENNIA T | CHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISER | 6161268 |
| PETRUCCELLI, DOMINICK III | CHIEF RISK OFFICER | 8018800 |
| SANTORE, DAVID | CHIEF LEGAL OFFICER | 7987270 |
| STUCCHIO, ANTHONY | CHIEF OPERATIONS OFFICER AND DIRECTOR | 2198592 |
| TIGER, SEBASTIAN BENJAMIN | CHIEF COMPLIANCE OFFICER | 2266287 |
Disclosures
| Regulatory Event | 291 |
| Civil Event | 3 |
| Arbitration | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
