Patrick M. Morrissey

GREAT LAKES ADVISORS

Chicago, IL 60604

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CRD#: 1257347

Professional summary

Patrick Michael Morrissey is a registered financial advisor currently at GREAT LAKES ADVISORS, LLC located in Chicago, Illinois.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Patrick has worked at 5 firms and has passed the Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Morrissey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2009 - Present

GREAT LAKES ADVISORS, LLC

Office #1: 231 S. Lasalle Street 4th Floor, Chicago, IL 60604

RIA

CRD#: 110757

Chicago, IL

Past

January 27, 2003 - January 25, 2005

JPMORGAN FLEMING ASSET MANAGEMENT

RIA

CRD#: 107247

COLUMBUS, OH

Past

November 19, 1989 - December 11, 1990

OSAIC WEALTH, INC.

CRD#: 23131

Past

August 15, 1985 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

April 23, 1984 - May 2, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT LAKES ADVISORS, LLC

CRD#: 110757 / SEC#: 801-16937

RIA

Registered Investment Advisory firm - (3/24/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/22/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/17/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GREAT LAKES ADVISORS, LLC

CRD#: 110757 / SEC#: 801-16937

RIA

Registered Investment Advisory firm - (3/24/1982 Approved)

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Contact information

Main Address

231 S. Lasalle Street 4th Floor, Chicago, IL 60604

Mailing Address

Po Box 750, Chicago, IL 60606-0750

Phone number

(312) 431-1700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLA ADV PART 2A (9/16/2025)

Regulatory assets under management

Total Number of Accounts	3,771
AUM (Assets Under Management)	$ 15,298,949,943

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick M. Morrissey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Morrissey's CRS (Customer Relationship Summary).

Certified licenses

Experience

JPMORGAN FLEMING ASSET MANAGEMENT

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

GREAT LAKES ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/1993

Series 7

Date: 10/19/1985

Series 6

Date: 4/17/1984

Current Firm

GREAT LAKES ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GREAT LAKES ADVISORS, LLC

TRUST BUT VERIFY

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