David A. Haynes
Professional summary
David Allyn Haynes is a registered financial professional currently at DENNING & COMPANY LLC located in San Francisco, California.
David is registered as a RR (Registered Representative) and started their career in finance in 1984. David has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Allyn Haynes's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2004 - Present
DENNING & COMPANY LLC
Office #1: 150 California Street Suite 650, San Francisco, CA 94111November 15, 2001 - January 21, 2003
BLACKWOOD SECURITIES, LLC
September 27, 1999 - August 30, 2001
OFFROAD SECURITIES, INC.
May 25, 1984 - April 5, 1994
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2004)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DENNING & COMPANY LLC
CRD#: 115971 / SEC#: , 8-53532
Contact information
FINRA licenses (26 States and Territories)
Documents
Red Flags
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