John C. Savage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Clifton Savage, who also goes by John Savage, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2006 - December 9, 2022
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
September 30, 2002 - November 21, 2005
SVB ALLIANT
September 21, 2001 - October 1, 2002
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
June 18, 1985 - September 20, 1989
BOSTON PARTNERS SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
CRD#: 137438 / SEC#: , 8-67086
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
