Kenneth J. Vilcheck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Joseph Vilcheck, who also goes by Ken VIlcheck, was a registered financial advisor .
Kenneth is a previously registered financial advisor and started their career in finance in 1985. Kenneth had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2012 - May 11, 2015
KESTRA INVESTMENT SERVICES, LLC
May 2, 2012 - May 11, 2015
KESTRA INVESTMENT SERVICES, LLC
March 16, 2009 - May 31, 2012
FINTRUST INVESTMENT ADVISORY SERVICES, LLC
October 2, 2008 - May 31, 2012
FINTRUST BROKERAGE SERVICES, LLC
April 26, 2007 - March 12, 2009
GNI CAPITAL, LLC
May 25, 2006 - May 7, 2007
AMERICAN SECURITIES GROUP, INC.
May 1, 2006 - November 11, 2008
AMERICAN SECURITIES GROUP, INC.
June 15, 2002 - April 24, 2006
WELLS FARGO CLEARING SERVICES, LLC
May 31, 2002 - April 24, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 2, 2002 - June 11, 2002
CITIGROUP GLOBAL MARKETS INC.
June 13, 1988 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
May 14, 1988 - July 1, 1988
LEHMAN BROTHERS INC.
October 5, 1987 - May 14, 1988
E. F. HUTTON & COMPANY INC
April 3, 1985 - October 15, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
