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Robert M. Bunn

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CRD#: 1256867
RB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Michael Bunn was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 2, 2011 - March 15, 2016

THE ENDOWMENT OFFICE, INC.

RIA
CRD#: 145940
DENVER, CO
Past

September 11, 1991 - January 6, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

March 20, 1990 - August 27, 1991

VANGUARD CAPITAL

BD
CRD#: 22081
DEL MAR, CA
Past

April 11, 1989 - January 17, 1990

GS2 SECURITIES, INC.

BD
CRD#: 14745
MILWAUKEE, WI
Past

May 25, 1984 - November 16, 1988

BOETTCHER & COMPANY, INC.

BD
CRD#: 101

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 2/1/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


TE
THE ENDOWMENT OFFICE, INC.
INVESTMENT STRATEGIES, INC. | THE ENDOWMENT OFFICE, INC. DBA INVESTMENT STRATEGIES | THE ENDOWMENT OFFICE, INC. | THE ENDOWMENT OFFICE

CRD#: 145940 / SEC#: 801-69143

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Contact information


Main Address
Denver, CO
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

THE ENDOWMENT OFFICE, INC. (3/2/2015)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE ENDOWMENT OFFICE, INC.

CRD#: 145940

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