Philip J. Patlis
Professional summary
Philip Jay Patlis is a registered financial professional currently at SHEARSON FINANCIAL SERVICES, LLC located in Boca Raton, Florida.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1984. Philip has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Jay Patlis's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2004 - Present
SHEARSON FINANCIAL SERVICES, LLC
Office #1: 7000 W. Palmetto Park Rd Suite 501, Boca Raton, FL 33433May 6, 1992 - August 17, 2004
BRILL SECURITIES, INC.
May 23, 1991 - May 4, 1992
EMANUEL AND COMPANY
June 28, 1990 - January 1, 1991
DUNHILL EQUITIES, INC.
June 16, 1989 - June 29, 1990
MORGAN STANLEY DW INC.
April 23, 1984 - June 10, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2004)
(8/19/2004)
(8/19/2004)
(8/19/2004)
(1/20/2011)
Exams
FINRA
Current Firm
SHEARSON FINANCIAL SERVICES, LLC
CRD#: 38619 / SEC#: 801-61866, 8-48313
Contact information
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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Company Information
SHEARSON FINANCIAL SERVICES, LLC
CRD#: 38619Boca Raton, FL 33433TRUST BUT VERIFY
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