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DG

Denise A. Grace

AAN WEALTH ADVISORS LLC
Farmington Hills, MI
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CRD#: 1256721
DG

Professional summary


Denise Alene Grace, who also goes by Denise Alene Goodrow, Denise A Lake, Denise Alene Lake, is a registered financial advisor currently at AAN WEALTH ADVISORS LLC located in Farmington Hills, Michigan.

Denise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Denise has worked at 9 firms and has passed the Series 65, Series 63, Series 6, Series 7 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Denise Alene Goodrow | Denise A Lake | Denise Alene Lake

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ENTITY: GRACE FINANCIAL GROUP, LLC: INVESTEMENT RELATED NATURE: FIXED INSURANCE SALES; POSITION:OWNER/INSURANCE AGENT; START: 2008; 30% OF HER TIME IS SPENT ON INSURANCE RELATED ACTIVITIES. OFFERING INSURANCE PRODUCTS AND SERVICES

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Denise Alene Grace's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 19, 2023 - Present

AAN WEALTH ADVISORS LLC

RIA
CRD#: 300652
Farmington Hills, MI
Past

February 14, 2019 - August 31, 2023

ALPHASTAR CAPITAL MANAGEMENT

RIA
CRD#: 157423
Farmington Hills, MI
Past

January 18, 2019 - February 14, 2019

VIRTUE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 167816
Farmington Hills, MI
Past

June 14, 2016 - January 29, 2019

ALPHASTAR CAPITAL MANAGEMENT

RIA
CRD#: 157423
Farmington Hills, MI
Past

June 4, 2012 - December 31, 2013

GRADIENT SECURITIES, LLC

BD
CRD#: 127701
FARMINGTON HILLS, MI
Past

July 28, 2009 - May 18, 2011

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
ROYAL OAK, MI
Past

June 28, 2006 - February 1, 2008

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SOUTHFIELD, MI
Past

March 7, 2002 - June 21, 2002

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

October 18, 2001 - March 13, 2002

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

June 19, 1984 - November 14, 1984

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(10/19/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/24/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AW
AAN WEALTH ADVISORS LLC
AAN WEALTH ADVISORS | AAN WEALTH ADVISORS LLC

CRD#: 300652 / SEC#:

Arkansas
Registered Investment Advisory firm - (2/11/2020 Approved)
Louisiana
Registered Investment Advisory firm - (6/25/2024 Approved)
Michigan
Registered Investment Advisory firm - (10/19/2023 Approved)
New Mexico
Registered Investment Advisory firm - (11/6/2023 Approved)
Ohio
Registered Investment Advisory firm - (3/5/2019 Approved)
Oregon
Registered Investment Advisory firm - (8/7/2025 Approved)
South Carolina
Registered Investment Advisory firm - (8/14/2023 Approved)
Tennessee
Registered Investment Advisory firm - (1/30/2020 Approved)
Texas
Registered Investment Advisory firm - (11/27/2023 Approved)
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Contact information


Main Address
4450 Belden Village Ave Nw Suite 704, Canton, OH 44718
Mailing Address
Phone number
(888) 720-0360
Established
Firm type
Fiscal year end
# of Employees
8

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts411
AUM (Assets Under Management)$ 83,850,258

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AAN WEALTH ADVISORS LLC

CRD#: 300652Farmington Hills, MI

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