Lori R. Galloway
Professional summary
Lori Rae Galloway, who also goes by Lori Rae Rosacker, is a registered financial professional currently at GENERATIONAL CAPITAL MARKETS INC. located in Richardson, Texas.
Lori is registered as a RR (Registered Representative) and started their career in finance in 2001. Lori has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Rae Galloway's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2018 - Present
GENERATIONAL CAPITAL MARKETS INC.
Office #1: 3400 N. Central Expressway Suite 100, Richardson, TX 75082December 8, 2009 - November 10, 2015
GENERATIONAL CAPITAL MARKETS INC.
April 12, 2007 - July 8, 2008
THE STREET, INC.
January 22, 2001 - May 26, 2005
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2018)
Exams
FINRA
Current Firm
GENERATIONAL CAPITAL MARKETS INC.
CRD#: 145869 / SEC#: , 8-67761
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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