Edward J. Munin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Joseph Munin, who also goes by Ed Munin, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1984. Edward had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 4, Series 9, Series 10, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2018 - May 7, 2019
VERIT ADVISORS CAPITAL MARKETS LLC
September 20, 2018 - May 3, 2019
SIKICH CORPORATE FINANCE LLC
June 26, 2015 - May 31, 2018
STILLPOINT CAPITAL, LLC
October 29, 2009 - July 26, 2013
INVEST FINANCIAL CORPORATION
October 29, 2009 - July 26, 2013
INVEST FINANCIAL CORPORATION
June 1, 2009 - October 8, 2009
MORGAN STANLEY
June 1, 2009 - October 8, 2009
MORGAN STANLEY
May 29, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 29, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
September 21, 2001 - May 29, 2007
CITICORP INVESTMENT SERVICES
February 4, 1997 - September 19, 2001
INVEST FINANCIAL CORPORATION
March 21, 1991 - February 8, 1997
IDS LIFE INSURANCE COMPANY
March 21, 1991 - February 8, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
July 6, 1984 - February 11, 1993
JMB SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERIT ADVISORS CAPITAL MARKETS LLC
CRD#: 170833 / SEC#: , 8-69433
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VERIT ADVISORS LLC | SHAREHOLDER/MANAGING MEMBER | |
| JOSEPHS, MARY S | CEO/CCO | 5284807 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
