Martin J. Dean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Junious Dean was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1984. Martin had worked at 14 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2019 - February 3, 2020
WORLD EQUITY GROUP, INC.
April 4, 2016 - July 23, 2019
TAYLOR CAPITAL MANAGEMENT INC.
May 8, 2015 - April 5, 2016
FIRST ALLIED SECURITIES, INC.
August 30, 2012 - May 12, 2015
FSC SECURITIES CORPORATION
May 4, 2009 - September 6, 2012
CENTAURUS FINANCIAL, INC.
March 2, 2009 - April 28, 2009
KESTRA INVESTMENT SERVICES, LLC
April 8, 2008 - March 23, 2009
GUNNALLEN FINANCIAL, INC
December 1, 2006 - April 7, 2008
QUESTAR CAPITAL CORPORATION
December 18, 2003 - December 1, 2006
USALLIANZ SECURITIES, INC.
March 19, 2003 - December 19, 2003
TOWER SQUARE SECURITIES, INC.
October 1, 2002 - March 19, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
October 12, 1999 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
December 1, 1997 - November 10, 1999
CAPITAL BROKERAGE CORPORATION
May 30, 1984 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
