Ladonna K. Scott

WEALTH WATCH ADVISORS,

Lubbock, TX

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CRD#: 1256341

Professional summary

Ladonna Kaye Scott, CFP®, who also goes by Ladonna Kaye Caldwell, Ladonna Caldwell Scott, is a registered financial advisor currently at WEALTH WATCH ADVISORS, INC located in Lubbock, Texas.

Ladonna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Ladonna has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ladonna Kaye Caldwell | Ladonna Caldwell Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SCOTT FINANCIAL SERVICES POSITION: INSURANCE AGENT/OWNER NATURE: SOLE PROPRIETORSHIP,SALES AND SERVICE. INVESTMENT RELATED: YES NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 06/19/2013 ADDRESS: 301 US HWY 70, EARTH TX 79031 DESCRIPTION: FIXED ANNUITIES, DISABILITY (AFLAC), LIFE, EMPLOYEE BENEFITS, LONG TERM CARE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ladonna Kaye Scott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

May 17, 2019 - Present

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

Lubbock, TX

Past

July 5, 2016 - November 2, 2018

OSAIC SERVICES, INC.

CRD#: 133763

EARTH, TX

Past

January 5, 2012 - July 14, 2016

QUESTAR CAPITAL CORPORATION

CRD#: 43100

EARTH, TX

Past

January 9, 2006 - December 31, 2011

CCF INVESTMENTS, INC.

CRD#: 136571

GREENSBORO, GA

Past

February 24, 2004 - December 31, 2005

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

September 21, 2001 - December 31, 2003

WADDELL & REED

RIA

CRD#: 866

AMARILLO, TX

Past

September 21, 2001 - December 31, 2003

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

April 6, 2001 - September 13, 2001

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

June 1, 1998 - December 31, 2000

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

December 12, 1995 - June 9, 1998

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

January 6, 1993 - December 31, 1993

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

November 16, 1989 - December 31, 1992

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

April 24, 1984 - December 31, 1989

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH WATCH ADVISORS, INC

CRD#: 172002 / SEC#: 801-96180

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/7/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/23/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH WATCH ADVISORS, INC

CRD#: 172002 / SEC#: 801-96180

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

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Contact information

Main Address

S Valley Hwy 8310, Englewood, CO 80112

Mailing Address

Phone number

(855) 822-3708

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,556
AUM (Assets Under Management)	$ 473,650,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ladonna K. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ladonna Kaye Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC SERVICES, INC.

QUESTAR CAPITAL CORPORATION

CCF INVESTMENTS, INC.

THE LEADERS GROUP, INC.

WADDELL & REED

WADDELL & REED

THE LEADERS GROUP, INC.

AVANTAX INVESTMENT SERVICES, INC.

PFS INVESTMENTS INC.

IFG NETWORK SECURITIES, INC.

NORTH AMERICAN MANAGEMENT, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

WEALTH WATCH ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/7/1984

SIE

Date: 10/1/2018

Series 6

Date: 4/23/1984

Current Firm

WEALTH WATCH ADVISORS, INC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH WATCH ADVISORS, INC

TRUST BUT VERIFY

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