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WD

William E. D'arbanville

VIRTU AMERICAS LLC
New York, NY 10019
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CRD#: 1256331
WD

Professional summary


William Edward D'arbanville, who also goes by William Edward Darbanville, is a registered financial professional currently at VIRTU AMERICAS LLC located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 1986. William has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


William Edward Darbanville

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view William Edward D'arbanville's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 1, 2020 - Present

VIRTU AMERICAS LLC

Office #1: 1633 Broadway 41st Fl, New York, NY 10019Office #2: 4 International Drive 1st Floor, Rye Brook, NY 10573
BD
CRD#: 149823
New York, NY
Past

August 2, 2010 - June 1, 2020

VIRTU ITG LLC

BD
CRD#: 29299
NEW YORK, NY
Past

September 8, 2003 - July 30, 2010

WHITE CAP TRADING, LLC

BD
CRD#: 127002
NEW YORK, NY
Past

August 8, 2002 - February 4, 2003

ARCHIPELAGO SECURITIES L.L.C.

BD
CRD#: 102500
CHICAGO, IL
Past

November 29, 1999 - August 8, 2002

WAVE SECURITIES, LLC

BD
CRD#: 43705
CHICAGO, IL
Past

December 12, 1988 - November 24, 1999

CHELA TECHNOLOGY PARTNERS, LLC

BD
CRD#: 21600
NEW YORK, NY
Past

January 4, 1988 - November 5, 1988

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

May 20, 1986 - January 4, 1988

MORGAN GRENFELL INCORPORATED

BD
CRD#: 13173

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/1/2020)
RR
Connecticut
(6/1/2020)
RR
Illinois
(6/1/2020)
RR
Iowa
(6/1/2020)
RR
Massachusetts
(6/1/2020)
RR
Minnesota
(6/1/2020)
RR
New Jersey
(6/1/2020)
RR
New York
(6/1/2020)
RR
Pennsylvania
(6/1/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 6/22/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/3/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


VA
VIRTU AMERICAS LLC
KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: , 8-68193

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1633 Broadway 41st Floor, New York, NY 10019
Mailing Address
1633 Broadway 41st Floor, New York, NY 10019
Phone number
(646) 682-6000
Established
Delaware since 02/06/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
VIRTU STRATEGIC HOLDINGS LLC.OWNER
CAVOLI, STEPHEN JOHNCEO4468202
MILLER, JUSTIN WADECHIEF COMPLIANCE OFFICER6418036
RUPPRECHT, NICHOLAS ANDREWPRINCIPAL OPERATIONS OFFICER5790389
SULLIVAN, JOHN GERALDFINOP4330347

Disclosures


Regulatory Event57
Civil Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VIRTU AMERICAS LLC

CRD#: 149823New York, NY 10019

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