Mark L. Lindsey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Leon Lindsey was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 5 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2012 - January 28, 2013
TAYLOR CAPITAL MANAGEMENT INC.
March 21, 2007 - November 10, 2010
WOODSTOCK FINANCIAL GROUP, INC.
January 26, 2006 - March 16, 2007
MADISON AVENUE SECURITIES, LLC
June 29, 2005 - September 1, 2005
KALOS CAPITAL, INC.
June 22, 1998 - August 1, 2001
PFS INVESTMENTS INC.
May 15, 1984 - April 29, 1998
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TAYLOR CAPITAL MANAGEMENT INC.
CRD#: 43559 / SEC#: , 8-50313
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 9 |
Red Flags
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