Elvira B. Aldana

TRANSAMERICA FINANCIAL ADVISORS

Oakbrook Terrace, IL 60181

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CRD#: 1256292

Professional summary

Elvira Buenviaje Aldana, who also goes by Elvie Buenviaje Aldana, Elvira Buenviaje Aldana, Elvie B Aldana, Elvie Buenviaje Brual, Elvira Marasigan Buenviaje, Elvie B Brual, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Oakbrook Terrace, Illinois.

Elvira is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Elvira has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. ALDANA FINANCIAL GROUP LLC/Investment Related - No/17350 W Woodland Dr, Grayslake, IL 60030/life, annuities, ltc, health disability/Pres/Ceo/Agent/04.2008/10/0/management and sales of the above AMERICAN EQUITY POSITION: Agent NATURE: Fixed Indexed Annuity INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2022 ADDRESS: 6000 Westown Parkway, West Des Moines IA 50266, United States DESCRIPTION: I had them before WFG, have not sold since i got affiliated with WFG, but I serviced my clients before WFG.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elvira Buenviaje Aldana's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Elvira Buenviaje Aldana's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2016 - Present

TRANSAMERICA FINANCIAL ADVISORS, LLC

Office #1: One Trans Am Plaza, Oakbrook Terrace, IL 60181

RIA

CRD#: 16164

Oakbrook Terrace, IL

Current

February 26, 2016 - Present

TRANSAMERICA FINANCIAL ADVISORS, LLC

Office #1: One Trans Am Plaza, Oakbrook Terrace, IL 60181

RIA

CRD#: 16164

Oakbrook Terrace, IL

Past

January 21, 2015 - July 2, 2015

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

GRAYS LAKE, IL

Past

August 22, 2014 - December 31, 2014

BRIGHT OWL INVESTMENT ADVISORS

RIA

CRD#: 168851

GRAYSLAKE, IL

Past

August 15, 2014 - July 2, 2015

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

KENTWOOD, MI

Past

January 6, 2011 - October 13, 2014

ALDANA PLANNING LLC

RIA

CRD#: 155754

GRAYSLAKE, IL

Past

November 2, 2010 - April 7, 2014

GRADIENT SECURITIES, LLC

CRD#: 127701

GRAYSLAKE, IL

Past

October 2, 2006 - November 1, 2010

SPC

RIA

CRD#: 110692

GRAYSLAKE, IL

Past

May 24, 2006 - November 1, 2010

PARKLAND SECURITIES, LLC

CRD#: 115368

GRAYSLAKE, IL

Past

October 30, 1998 - June 12, 2006

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

OAKBROOK, IL

Past

May 28, 1986 - December 8, 1986

RCM SECURITIES

CRD#: 15548

Past

August 16, 1984 - September 3, 1998

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164 / SEC#: 801-38618, 8-33429

RIA

Registered Investment Advisory firm - SEC (5/16/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/25/2024)

Colorado
(3/21/2019)

Illinois
(2/26/2016)

IAR

Illinois
(2/26/2016)

IAR

Texas
(2/26/2016)

Texas
(2/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/3/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164 / SEC#: 801-38618, 8-33429

RIA

Registered Investment Advisory firm - SEC (5/16/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102

Mailing Address

6400 C St Sw, Cedar Rapids, IA 52499-0001

Phone number

(727) 299-1800

Established

Delaware since 12/28/1984

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,054

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TRANSAMERICA FINANCIAL ADVISORS, INC. FORM ADV, PART 2A (10/6/2025)

TRANSAMERICA ELITE WEALTH MANAGEMENT PLATFORM PROGRAM - APPENDIX (10/6/2025)

TRANSAMERICA FINANCIAL ADVISORS, INC., FORM ADV PART 2A, APPENDIX 1 (3/28/2025)

TRANSAMERICA FINANCIAL ADVISORS, INC. FORM ADV PART 2A, APPENDIX 1 (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
AUSA HOLDING, LLC	OWNER
BARRY, MICHELLE ANNE	DIRECTOR, PRESIDENT, CEO	2744539
BEITZEL, BRIAN	DIRECTOR, CHIEF FINANCIAL OFFICER	6183770
COSTELLO, ROBERT	CHIEF OPERATIONS OFFICER	1349716
KRAMER, CHRISTINA D	CHIEF COMPLIANCE OFFICER	4406871
TJOA, NATHANIEL	CHIEF SUPERVISORY OFFICER	4667709

Regulatory assets under management

Total Number of Accounts	42,440
AUM (Assets Under Management)	$ 1,730,669,809

Disclosures

Regulatory Event	19
Arbitration	3
Bond	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Elvira B. Aldana

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elvira Buenviaje Aldana's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Elvira Buenviaje Aldana's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

REGAL INVESTMENT ADVISORS LLC

BRIGHT OWL INVESTMENT ADVISORS

REGULUS FINANCIAL GROUP, LLC

ALDANA PLANNING LLC

GRADIENT SECURITIES, LLC

SPC

PARKLAND SECURITIES, LLC

HORNOR, TOWNSEND & KENT, LLC

RCM SECURITIES

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2006

Series 63

Date: 2/21/1992

SIE

Date: 10/1/2018

Series 6

Date: 7/3/1984

FINRA

Current Firm

TRANSAMERICA FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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