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Daniel Charles Pascu

INVESTMENT NETWORK
CANTON, OH
·CRD# 1256032·39 years experience

Professional Summary

Daniel Charles Pascu, who also goes by Dan Pascu, is a registered financial advisor currently at INVESTMENT NETWORK, INC. located in Canton, Ohio. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1987. Daniel has worked at 11 firms and has passed the SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dan Pascu

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

INVESTMENT NETWORK, INC.·CRD# 127724
RIA
BD
4639 Whipple Ave Nw, Canton, OH 44718
November 5, 2012 - Present
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
BD
Canton, OH
August 21, 2009 - November 1, 2012
WATERSTONE FINANCIAL GROUP, INC.·CRD# 10078
BD
Boston, MA
November 9, 2006 - August 21, 2009
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Canton, OH
August 1, 2001 - November 10, 2006
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
Cincinnati, OH
March 21, 1996 - August 1, 2001
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
April 7, 1995 - February 22, 1996
FINANCIAL HORIZONS SECURITIES CORPORATION·CRD# 20221
BD
January 31, 1995 - April 7, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
March 11, 1994 - February 14, 1995
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
March 11, 1994 - February 14, 1995
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Waverly, IA
October 30, 1993 - March 11, 1994
CENTURY INVESTORS OF AMERICA, INC.·CRD# 5322
BD
April 13, 1987 - October 29, 1993

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Current Firm

IN
INVESTMENT NETWORK, INC.

INVESTMENT NETWORK, INC.

CRD#: 127724 / SEC#: 8-66036
Ohio
Registered Investment Advisory firm - SEC (4/17/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4639 Whipple Ave Nw, Canton, OH 44718

Mailing Address

4639 Whipple Ave Nw, Canton, OH 44718

Phone Number

(330) 564-0568

Established

Ohio since 04/24/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

25

FINRA licenses (27 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ARNOLD, GARY LEESHAREHOLDER852859
ARNOLD, GARY LEECHIEF COMPLIANCE OFFICER852859
ARNOLD, GARY LEECFO/FINOPS852859

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(11/5/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1987About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Charles Pascu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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