DL
Drew C. Labarbera
TRANSAMERICA FINANCIAL ADVISORS
Plano, TX 75093
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CRD#: 1255994
DL
Professional summary
Drew Chris Labarbera is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Plano, Texas.
Drew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Drew has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. NORTHERN CHALLENGE GOLF COURSE/DEVELOPMENT PART OWNER STARTED 06/2003 LAND DEVELOPMENT AROUND THE COURSE PLANWEALTH FINANCIAL 2104 GREEN HILL DR MCKINNEY TX NON-INVST RELATED STARTED 1987 OWNER FINANCING, LEASING, MORTGAGES AND FIXED ANNUITIES 20 HOURS PER WEEK DREW CHRIS LABARBERA | 08/1982 | 2104 Green Hill Dr., McKinney, TX 75070 | Sole Proprietorship - owner and selling of health insurance | Not investment related. CHAMPIONS EDGE DEVELOPMENT, LLC | 06/2003 | partner with no current duties and for the development and sale of real estate, investor | investment related |
CRS (Client Relationship Summary) - RIA
Click below to view Drew Chris Labarbera's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Drew Chris Labarbera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2016 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 4324 Mapleshade Ln., Suite 263, Plano, TX 75093RIA
BD
CRD#: 16164
Plano, TX
Current
October 7, 2014 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 4324 Mapleshade Ln., Suite 263, Plano, TX 75093RIA
BD
CRD#: 16164
Plano, TX
Past
February 9, 2010 - October 2, 2012
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
November 21, 2007 - December 31, 2009
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
MCKINNEY, TX
Past
October 29, 2001 - November 28, 2005
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MCKINNEY, TX
Past
November 19, 1989 - July 2, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
April 6, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
June 20, 1985 - April 27, 1987
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
Past
May 30, 1984 - June 4, 1985
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(10/13/2014)
IAR
Texas(3/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Plano, TX 75093TRUST BUT VERIFY
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