William S. Foley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Stewart Foley, who also goes by Bill Foley, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 6 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2022 - March 13, 2023
BTIG, LLC
April 8, 2020 - November 5, 2021
OPPENHEIMER & CO. INC.
December 23, 2015 - April 17, 2020
EVERCORE GROUP L.L.C.
January 26, 2011 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
September 4, 2003 - June 29, 2010
DEUTSCHE BANK SECURITIES INC.
April 20, 1999 - August 1, 2003
MORGAN STANLEY & CO. LLC
May 22, 1984 - March 10, 1999
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 8
Date: 5/26/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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